General information about company
Scrip code	500407
Name of the company	SWARAJ ENGINES LIMITED
Whether company is SME	No
Class of Security	Equity Shares
Type of report	Quarterly
Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment)	31-03-2017
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date
Shareholding pattern filed under	Regulation 31 (1) (b)

Sr. No.	Particular	Yes/No
1	Whether the Listed Entity has issued any partly paid up shares?	No
2	Whether the Listed Entity has issued any Convertible Securities ?	No
3	Whether the Listed Entity has issued any Warrants ?	No
4	Whether the Listed Entity has any shares against which depository receipts are issued?	No
5	Whether the Listed Entity has any shares in locked-in?	No
6	Whether any shares held by promoters are pledge or otherwise encumbered?	No
7	Whether company has equity shares with differential voting rights?	No

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
								No of Voting (XIV) Rights			Total as a % of (A+B+C)
								Class eg: X	Class eg:y	Total
(A)	Promoter & Promoter Group	2	6286417			6286417	50.62	6286417		6286417	50.62
(B)	Public	12434	6133403			6133403	49.38	6133403		6133403	49.38
(C)	Non Promoter- Non Public
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts
	Total	12436	12419820			12419820	100	12419820		12419820	100

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)
						No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)
(A)	Promoter & Promoter Group				50.62					6286417
(B)	Public				49.38					5967800
(C)	Non Promoter- Non Public
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts
	Total				100					12254217

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	Category & Name of the Shareholders (I)		Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
									No of Voting (XIV) Rights			Total as a % of Total Voting rights
									Class eg: X	Class eg:y	Total
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(d)	Any Other (specify)		2	6286417			6286417	50.62	6286417		6286417	50.62
Sub-Total (A)(1)			2	6286417			6286417	50.62	6286417		6286417	50.62
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)			2	6286417			6286417	50.62	6286417		6286417	50.62
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions
(a)	Mutual Funds		18	1491670			1491670	12.01	1491670		1491670	12.01
(e)	Foreign Portfolio Investors		14	624662			624662	5.03	624662		624662	5.03
(f)	Financial Institutions/ Banks		2	1054			1054	0.01	1054		1054	0.01
(g)	Insurance Companies		2	24588			24588	0.2	24588		24588	0.2
Sub-Total (B)(1)			36	2141974			2141974	17.25	2141974		2141974	17.25
( 3 )	Non-institutions
(a(i))	Individuals - i.Individual shareholders holding nominal share capital up to Rs. 2 lakhs.		11700	2419145			2419145	19.48	2419145		2419145	19.48
(a(ii))	Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.		10	791308			791308	6.37	791308		791308	6.37
(b)	NBFCs registered with RBI		3	105937			105937	0.85	105937		105937	0.85
(e)	Any Other (specify)		685	675039			675039	5.44	675039		675039	5.44
Sub-Total (B)(3)			12398	3991429			3991429	32.14	3991429		3991429	32.14
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)			12434	6133403			6133403	49.38	6133403		6133403	49.38
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )			12436	12419820			12419820	100	12419820		12419820	100
Total (A+B+C )			12436	12419820			12419820	100	12419820		12419820	100

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)
					No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(d)				50.62					6286417
Sub-Total (A)(1)				50.62					6286417
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)				50.62					6286417
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions
(a)				12.01					1491670
(e)				5.03					624662
(f)				0.01					1054
(g)				0.2					24588
Sub-Total (B)(1)				17.25					2141974
( 3 )	Non-institutions
(a(i))				19.48					2288345
(a(ii))				6.37					758308
(b)				0.85					105937
(e)				5.44					673236
Sub-Total (B)(3)				32.14					3825826
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)				49.38					5967800
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )				100					12254217
Total (A+B+C )				100					12254217

Any Other (specify)
Searial No.	1	2
Category	Bodies Corporate	Bodies Corporate	Click here to go back
Name of the Shareholders (I)	MAHINDRA & MAHINDRA LIMITED	KIRLOSKAR INDUSTRIES LTD
PAN (II)	AAACM3025E	AAACP3590P	Total
No. of the Shareholders (I)	1	1	2
No. of fully paid up equity shares held (IV)	4126417	2160000	6286417
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	4126417	2160000	6286417
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	33.22	17.39	50.62
Number of Voting Rights held in each class of securities (IX)
Class eg: X	4126417	2160000	6286417
Class eg:y
Total	4126417	2160000	6286417
Total as a % of Total Voting rights	33.22	17.39	50.62
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	33.22	17.39	50.62
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	4126417	2160000	6286417
Reason for not providing PAN

Mutual Funds
Searial No.	1	2	3	4	5
Name of the Shareholders (I)	DSP BLACKROCK MICRO CAP FUND	L AND T MUTUAL FUND TRUSTEE LTD-L AND T INDIA SPECIAL SITUATIONS FUND	HDFC SMALL CAP FUND	FRANKLIN INDIA SMALLER COMPANIES FUND	SBI MAGNUM MIDCAP FUND	Click here to go back
PAN (II)	AAAJD0430B	AAATC4460E	AAATH1809A	AAATT4931H	AABTS6407Q	Total
No. of fully paid up equity shares held (IV)	391715	126730	150000	153551	159423	981419
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	391715	126730	150000	153551	159423	981419
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	3.15	1.02	1.21	1.24	1.28	7.9
Number of Voting Rights held in each class of securities (IX)
Class eg: X	391715	126730	150000	153551	159423	981419
Class eg:y
Total	391715	126730	150000	153551	159423	981419
Total as a % of Total Voting rights	3.15	1.02	1.21	1.24	1.28	7.9
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	3.15	1.02	1.21	1.24	1.28	7.9
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	391715	126730	150000	153551	159423	981419
Reason for not providing PAN
Reason for not providing PAN

Foreign Portfolio Investors
Searial No.	1	2
Name of the Shareholders (I)	NATIONAL WESTMINSTER BANK PLC AS TRUSTEE OF THE JUPITER INDIA FUND	PINEBRIDGE INVESTMENTS GF MAURITIUS LIMITED	Click here to go back
PAN (II)	AABTT4862E	AAHCA7302F	Total
No. of fully paid up equity shares held (IV)	176099	340648	516747
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	176099	340648	516747
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.42	2.74	4.16
Number of Voting Rights held in each class of securities (IX)
Class eg: X	176099	340648	516747
Class eg:y
Total	176099	340648	516747
Total as a % of Total Voting rights	1.42	2.74	4.16
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	1.42	2.74	4.16
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	176099	340648	516747
Reason for not providing PAN
Reason for not providing PAN

Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.
Searial No.	1	2
Name of the Shareholders (I)	VIKRAM CHINUBHAI SHAH	REETA KEYUR PARIKH	Click here to go back
PAN (II)	ACIPS6611B	ADIPP7072Q	Total
No. of fully paid up equity shares held (IV)	176000	176500	352500
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	176000	176500	352500
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.42	1.42	2.84
Number of Voting Rights held in each class of securities (IX)
Class eg: X	176000	176500	352500
Class eg:y
Total	176000	176500	352500
Total as a % of Total Voting rights	1.42	1.42	2.84
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	1.42	1.42	2.84
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	176000	176500	352500
Reason for not providing PAN
Reason for not providing PAN

Any Other (specify)
Searial No.	1	2	3	4	5	6
Category	Bodies Corporate	Bodies Corporate	NRI – Repat	NRI – Non- Repat	Trusts	Overseas corporate bodies
Category / More than 1 percentage	More than 1 percentage of shareholding	Category	Category	Category	Category	Category
Name of the Shareholders (I)	TATA INVESTMENT CORPORATION LIMITED
PAN (II)	AAACT4120F
No. of the Shareholders (I)	1	324	265	92	3	1
No. of fully paid up equity shares held (IV)	130000	415115	114448	91426	53450	600
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	130000	415115	114448	91426	53450	600
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.05	3.34	0.92	0.74	0.43	0
Number of Voting Rights held in each class of securities (IX)
Class eg: X	130000	415115	114448	91426	53450	600
Class eg:y
Total	130000	415115	114448	91426	53450	600
Total as a % of Total Voting rights	1.05	3.34	0.92	0.74	0.43	0
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	1.05	3.34	0.92	0.74	0.43	0
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	130000	413312	114448	91426	53450	600
Reason for not providing PAN
Reason for not providing PAN

Any Other (specify)
Searial No.
Category
Category / More than 1 percentage
Name of the Shareholders (I)	Click here to go back
PAN (II)	Total
No. of the Shareholders (I)	685
No. of fully paid up equity shares held (IV)	675039
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	675039
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	5.43
Number of Voting Rights held in each class of securities (IX)
Class eg: X	675039
Class eg:y
Total	675039
Total as a % of Total Voting rights	5.43
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	5.43
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	673236
Reason for not providing PAN
Reason for not providing PAN